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Brendon J. Mostek
STATE FARM INVESTMENT MANAGEMENT
Harvey, LA 70058
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CRD#: 4241022
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Professional summary
Brendon John Mostek, who also goes by Rendon John Mostek, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Harvey, Louisiana and STATE FARM VP MANAGEMENT CORP. located in Metairie, Louisiana.
Brendon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Brendon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rendon John Mostek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mostek Properties LLC; non-investment-related; 748 Spring Thyme Dr, Belle Chasse LA 70037; Investment or commercial property; Owner, President; 09-16-2019; 1;1; Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account. 2) Brendon Mostek's Insurance Agency; Insurance Agency; Investment-related; 2750 Manhattan Blvd Ste 1 Harvey, LA 70058-6143; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2008; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Brendon John Mostek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2750 Manhattan Blvd Ste 1, Harvey, LA 70058RIA
CRD#: 3487
Harvey, LA
Current
July 24, 2007 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 3322 Hessmer Ave., Metairie, LA 70002BD
CRD#: 43036
Metairie, LA
Past
December 18, 2003 - July 3, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
OMAHA, NE
Past
May 9, 2003 - July 3, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OMAHA, NE
Past
July 31, 2001 - May 21, 2003
WADDELL & REED
RIA
CRD#: 866
LINCOLN, NE
Past
April 27, 2001 - May 21, 2003
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(7/24/2007)
IAR
Louisiana(10/18/2018)
RR
Mississippi(6/3/2024)
IAR
Mississippi(6/4/2024)
RR
Texas(6/3/2024)
IAR
Texas(6/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Harvey, LA 70058TRUST BUT VERIFY
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