Dale S. Rippelmeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Sylvester Rippelmeyer was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 2000. Dale had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2011 - July 5, 2017
MISSIONSQUARE INVESTMENT SERVICES
December 4, 2009 - June 14, 2011
VOYA RETIREMENT ADVISORS, LLC
May 15, 2009 - October 18, 2011
VOYA RETIREMENT ADVISORS, LLC
July 30, 2007 - April 17, 2009
VALIC FINANCIAL ADVISORS, INC.
July 30, 2007 - April 17, 2009
VALIC FINANCIAL ADVISORS, INC.
June 4, 2007 - July 31, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
June 4, 2007 - July 31, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
December 6, 2005 - April 23, 2007
MSI FINANCIAL SERVICES, INC.
December 6, 2005 - April 23, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 2005 - April 23, 2007
MSI FINANCIAL SERVICES, INC.
January 5, 2001 - January 12, 2006
CITISTREET FINANCIAL SERVICES LLC
January 2, 2001 - December 31, 2005
CITISTREET EQUITIES LLC
August 31, 2000 - October 31, 2000
IDS LIFE INSURANCE COMPANY
August 31, 2000 - October 31, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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