Kevin P. Berkowitz

PAVE SECURITIES

NEW YORK, NY 10016

CRD#: 4240655

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Professional summary

Kevin Philip Berkowitz is a registered financial professional currently at PAVE SECURITIES, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 11 firms and has passed the Series 66, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Philip Berkowitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2026 - Present

PAVE SECURITIES, LLC

Office #1: 171 Madison Ave. Suite 1500, New York, NY 10016

CRD#: 324533

NEW YORK, NY

Past

October 1, 2012 - June 26, 2026

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

May 30, 2008 - July 30, 2012

MOMENTUM TRADING PARTNERS, LLC

CRD#: 140264

GREAT NECK, NY

Past

September 11, 2007 - October 21, 2008

DME SECURITIES, LLC

CRD#: 112584

NEW YORK, NY

Past

July 23, 2007 - September 24, 2007

BATTENKILL CAPITAL, INC.

CRD#: 131548

MANCHESTER CENTER, VT

Past

November 13, 2006 - August 2, 2007

INTEGRA SECURITIES CORP.

CRD#: 124929

NEW YORK, NY

Past

July 1, 2005 - November 30, 2006

FIMAT PREFERRED LLC

CRD#: 135680

SAN FRANCISCO, CA

Past

March 7, 2005 - July 1, 2005

PREFERREDTRADE, INC.

CRD#: 10993

SAN FRANCISCO, CA

Past

June 8, 2004 - March 3, 2005

PRIME EXECUTIONS, INC.

CRD#: 32889

NEW YORK, NY

Past

August 1, 2002 - June 16, 2004

DME SECURITIES, LLC

CRD#: 112584

NEW YORK, NY

Past

June 25, 2002 - September 6, 2002

NORTHPORT SECURITIES INC.

CRD#: 32386

ENGLEWOOD CLIFFS, NJ

Past

November 15, 2000 - June 11, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/18/2026)

New York
(6/18/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/7/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 8/11/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 12/10/2002

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 11/14/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PAVE SECURITIES, LLC

CRD#: 324533 / SEC#: , 8-71031

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

171 Madison Ave. Suite 1500, New York, NY 10016

Mailing Address

171 Madison Ave. Suite 1500, New York, NY 10016

Phone number

(646) 690-2800

Established

Delaware since 11/30/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PAVE FINANCE, INC.	SOLE MEMBER
AINSWORTH, CHRISTOPHER LEE	CHIEF EXECUTIVE OFFICER	2726985
DOLAN, ERIK J	CCO	3161467
GASTON, JEANNETTE NMN	FINOP	2500225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Berkowitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Philip Berkowitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BGC FINANCIAL, L.P.

MOMENTUM TRADING PARTNERS, LLC

DME SECURITIES, LLC

BATTENKILL CAPITAL, INC.

INTEGRA SECURITIES CORP.

FIMAT PREFERRED LLC

PREFERREDTRADE, INC.

PRIME EXECUTIONS, INC.

DME SECURITIES, LLC

NORTHPORT SECURITIES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 9/7/2010

Series 55

Date: 8/11/2006

Series 25

Date: 12/10/2002

Series 7

Date: 11/14/2000

FINRA

Current Firm

PAVE SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PAVE SECURITIES, LLC

TRUST BUT VERIFY

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