LL
Luke Larocca
CETERA INVESTMENT ADVISERS LLC
HOMEWOOD, IL 60430
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CRD#: 4239984
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Professional summary
Luke Larocca, CFP®, who also goes by Lawrence Luke Larocca, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Homewood, Illinois and CETERA WEALTH SERVICES, LLC located in Homewood, Illinois.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Luke has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lawrence Luke Larocca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Larocca & Company, LTD 2024 Hickory Road, Suite 305 Homewood IL 60430 Tax Preparation/Accounting Owner/Sole Proprietor 12/1/2013 160hrs~160hrs accounting, tax prep, management of operations. 2) Larocca Financial Services 2024 Hickory Road, Suite 305 Homewood IL 60430 Other President 9/1/2000 0hrs~0hrs Operational and/or Marketing Name for Avantax Insurance Agency, LLC. 3) ASH FAMILY IRREVOCABLE TRUST POSITION: Trustee NATURE: Ash Family Trust is an Irrevocable Life Insurance Trust (ILIT). I act as trustee for this trust. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2023 ADDRESS: 2024 Hickory Road, Suite 305, Homewood IL 60430, United States DESCRIPTION: I make sure the annual ins premium is paid.I issue the Notification of Demand Right to the beneficiary.I prepare and issue an annual report summarizing activity for the year.
CRS (Client Relationship Summary) - RIA
Click below to view Luke Larocca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2711 W. 183rd Street Suite 304, Homewood, IL 60430RIA
CRD#: 105644
HOMEWOOD, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2024 Hickory Road Suite 305, Homewood, IL 60430BD
CRD#: 13572
HOMEWOOD, IL
Past
February 9, 2004 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HOMEWOOD, IL
Past
December 8, 2003 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HOMEWOOD, IL
Past
September 26, 2002 - December 19, 2003
VERAVEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 105796
DESPLAINES, IL
Past
January 17, 2002 - December 19, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
September 1, 2000 - July 5, 2001
MACKEN SECURITIES, INC.
BD
CRD#: 13390
ROSEVILLE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Jersey(9/5/2025)
RR
Ohio(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Homewood, IL 60430TRUST BUT VERIFY
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