Steven G. Stelmachowski
Professional summary
Steven Gregory Stelmachowski, who also goes by Steve Stelmachowski, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Gregory Stelmachowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022March 7, 2022 - September 9, 2024
FORESIDE FUND SERVICES, LLC
August 4, 2016 - March 7, 2022
RAFFERTY CAPITAL MARKETS, LLC
December 14, 2000 - June 20, 2005
DISTRIBUTION SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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