WB
William M. Berry
JOHN HANCOCK DISTRIBUTORS LLC
Pembroke, MA
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CRD#: 4239657
WB
Professional summary
William Mark Berry, CFP® is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Pembroke, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 66, Series 82TO, Series 22TO, Series 62, Series 72, Series 99TO, Series 42, Series 6TO, Series 52TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Mark Berry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 27, 2022 - Present
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Pembroke, MA
Past
October 27, 2017 - July 20, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
May 1, 2007 - February 25, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
FORT MILL, SC
Past
February 24, 2005 - April 30, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
FORT MILL, SC
Past
February 24, 2005 - September 11, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
May 3, 2004 - January 5, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BRENTWOOD, TN
Past
April 30, 2004 - January 5, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
October 20, 2000 - April 29, 2004
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
COLUMBIA, SC
Past
August 28, 2000 - April 29, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/2/2024)
RR
Alaska(5/2/2024)
RR
Arizona(5/2/2024)
RR
Arkansas(5/2/2024)
RR
California(5/2/2024)
RR
Colorado(5/2/2024)
RR
Connecticut(5/2/2024)
RR
Delaware(5/2/2024)
RR
District of Columbia(5/2/2024)
RR
Florida(7/27/2022)
RR
Georgia(5/2/2024)
RR
Hawaii(5/2/2024)
RR
Idaho(5/2/2024)
RR
Illinois(5/2/2024)
RR
Indiana(5/2/2024)
RR
Iowa(5/2/2024)
RR
Kansas(5/2/2024)
RR
Kentucky(5/2/2024)
RR
Louisiana(5/2/2024)
RR
Maine(5/2/2024)
RR
Maryland(5/2/2024)
RR
Massachusetts(7/27/2022)
RR
Michigan(5/2/2024)
RR
Minnesota(5/2/2024)
RR
Mississippi(5/2/2024)
RR
Missouri(5/2/2024)
RR
Montana(5/2/2024)
RR
Nebraska(5/2/2024)
RR
Nevada(5/2/2024)
RR
New Hampshire(5/2/2024)
RR
New Jersey(5/2/2024)
RR
New Mexico(5/2/2024)
RR
New York(5/2/2024)
RR
North Carolina(5/2/2024)
RR
North Dakota(5/2/2024)
RR
Ohio(5/2/2024)
RR
Oklahoma(5/2/2024)
RR
Oregon(5/2/2024)
RR
Pennsylvania(5/2/2024)
RR
Rhode Island(5/2/2024)
RR
South Carolina(5/2/2024)
RR
South Dakota(5/2/2024)
RR
Tennessee(5/2/2024)
RR
Texas(5/2/2024)
RR
Utah(5/2/2024)
RR
Vermont(5/2/2024)
RR
Virginia(5/2/2024)
RR
Washington(5/2/2024)
RR
West Virginia(5/2/2024)
RR
Wisconsin(5/2/2024)
RR
Wyoming(5/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 42
Date: 1/2/2023
Registered Options Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK DISTRIBUTORS LLC
JOHN HANCOCK DISTRIBUTORS LLC | MANULIFE FINANCIAL SECURITIES LLC | MANEQUITY, INC.
CRD#: 5249 / SEC#: , 8-15826
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(617) 663-3021
Established
Delaware since 08/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
