John F. Thomas
Professional summary
John Francis Thomas III, who also goes by Jack Thomas, John Francis Thomas III, John Francis Thomas, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Thomas III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2024 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169March 8, 2022 - August 16, 2024
BANCTRUST SECURITIES USA
June 5, 2021 - February 28, 2022
MARCO POLO SECURITIES INC.
August 14, 2015 - May 27, 2021
INTESA SANPAOLO IMI SECURITIES CORP.
November 12, 2014 - April 27, 2015
SANTANDER INVESTMENT SECURITIES INC.
March 12, 2013 - September 9, 2014
SG AMERICAS SECURITIES, LLC
October 2, 2007 - November 23, 2012
UBS SECURITIES LLC
April 30, 2001 - July 11, 2007
ING FINANCIAL MARKETS LLC
March 19, 2001 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(9/20/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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