William R. Weempe
Professional summary
William Robert Weempe is a registered financial professional currently at FROST BROKERAGE SERVICES, INC. located in San Antonio, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Weempe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2018 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 111 W Houston Ste 100, San Antonio, TX 78205June 15, 2018 - December 31, 2021
FROST INVESTMENT SERVICES
January 29, 2008 - October 23, 2015
FROST BROKERAGE SERVICES, INC.
October 26, 2004 - January 30, 2008
HERNDON PLANT OAKLEY, LTD.
October 26, 2004 - January 30, 2008
HERNDON PLANT OAKLEY, LTD.
December 13, 2000 - June 17, 2004
WELLS FARGO INVESTMENTS, LLC
August 24, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FROST BROKERAGE SERVICES, INC.
CRD#: 17465 / SEC#: , 8-35285
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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