Mark A. Renard

NORTHWEST ASSET MANAGEMENT

Lake Oswego, OR

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CRD#: 4238541

Professional summary

Mark Alan Renard, CFP®, CIMA®, who also goes by Mark Alan Buser, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Lake Oswego, Oregon.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Alan Buser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance; investment-related; same address; insurance sales and service; agent; Approximately one hour per month, none during securities trading hours; Start Date: 3/1/2023; Assists clients with life and health insurance purchases.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Renard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 24, 2023 - Present

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

Lake Oswego, OR

Past

August 19, 2021 - March 3, 2023

COMPOSITION WEALTH, LLC

RIA

CRD#: 143483

Lake Oswego, OR

Past

January 15, 2020 - February 2, 2022

JOHNSTONE BROKERAGE SERVICES, LLC

CRD#: 301394

Lake Oswego, OR

Past

November 30, 2018 - August 2, 2019

CANTELLA & CO., INC.

CRD#: 13905

Lake Oswego, OR

Past

February 1, 2017 - November 30, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lake Oswego, OR

Past

January 30, 2017 - December 31, 2021

JOHNSTONE FINANCIAL ADVISORS

RIA

CRD#: 286119

CENTER, TX

Past

May 15, 2009 - January 31, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAKE OSWEGO, OR

Past

May 15, 2009 - January 31, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAKE OSWEGO, OR

Past

March 17, 2006 - May 18, 2009

D.A. DAVIDSON & CO.

RIA

CRD#: 199

LAKE OSWEGO, OR

Past

March 17, 2006 - May 18, 2009

D.A. DAVIDSON & CO.

CRD#: 199

LAKE OSWEGO, OR

Past

September 8, 2000 - March 23, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/24/2023)

IAR

Colorado
(2/24/2023)

IAR

Louisiana
(2/24/2023)

IAR

Oregon
(2/24/2023)

IAR

Texas
(2/24/2023)

IAR

Washington
(2/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/13/2020

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

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Contact information

Main Address

2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 838-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (147923) (3/31/2025)

ADV PART 2 NWASSET WRAP (147923) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,844
AUM (Assets Under Management)	$ 3,608,262,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Renard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Renard's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOSITION WEALTH, LLC

JOHNSTONE BROKERAGE SERVICES, LLC

CANTELLA & CO., INC.

PURSHE KAPLAN STERLING INVESTMENTS

JOHNSTONE FINANCIAL ADVISORS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

NORTHWEST ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2000

Series 26

Date: 2/13/2020

Current Firm

NORTHWEST ASSET MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST ASSET MANAGEMENT

TRUST BUT VERIFY

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