Mark R. Kelly
Professional summary
Mark Richard Kelly, who also goes by Mark Richard Kelly Mr, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Richard Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2024 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170November 1, 2021 - February 8, 2023
COWEN AND COMPANY
April 19, 2011 - October 16, 2020
OLIVETREE FINANCIAL, LLC
June 13, 2006 - May 26, 2009
MORGAN STANLEY & CO. LLC
August 31, 2000 - January 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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