John J. Bambino
Professional summary
John Joseph Bambino, who also goes by John J Bambino, is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Bambino's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2022 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016September 2, 2020 - July 14, 2021
BLOOMBERG TRADEBOOK LLC
October 11, 2017 - March 18, 2019
MACQUARIE CAPITAL (USA) INC.
October 18, 2016 - January 20, 2017
ANOS CAPITAL, LLC
August 3, 2016 - December 23, 2016
ABEL/NOSER CORP.
December 11, 2013 - November 4, 2015
SAFRA SECURITIES LLC
August 15, 2013 - September 13, 2013
CABOT LODGE SECURITIES LLC
May 22, 2006 - September 1, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852Boston, MA 02114-2016TRUST BUT VERIFY
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