Joanna M. Kelzenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanna Marie Kelzenberg, who also goes by Joanna Marie Truchon, was a registered financial professional .
Joanna is a previously registered financial professional and started their career in finance in 2000. Joanna had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2013 - March 3, 2014
PURSHE KAPLAN STERLING INVESTMENTS
February 9, 2009 - October 24, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2007 - March 10, 2008
RIVERSOURCE DISTRIBUTORS, INC.
October 13, 2004 - December 31, 2006
IDS LIFE INSURANCE COMPANY
October 13, 2004 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 31, 2002 - February 26, 2003
EDWARD JONES
August 28, 2000 - August 7, 2001
IDS LIFE INSURANCE COMPANY
August 28, 2000 - August 7, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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