Nicholas H. Hopwood
PEAK WEALTH MANAGEMENT
Plymouth, MI 48170
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CRD#: 4237515
Professional summary
Nicholas H Hopwood, CFP®, who also goes by Nicholas Hunter Hopwood, is a registered financial advisor currently at PEAK WEALTH MANAGEMENT, LLC located in Plymouth, Michigan and MUTUAL SECURITIES, INC. located in Plymouth, Michigan.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Nicholas has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas Hunter Hopwood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Peak Wealth Management, LLC., Start Date: 05/15/2013, 41011 Ann Arbor Rd, Plymouth, MI 48170, RIA, President, IAR, CFP, Perform financial plans and investment advisory services, Investment related, 160 hours per month, 8 hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 04/01/2001, 41011 Ann Arbor Rd, Plymouth, MI 48170, Sole-proprietor, Life insurance sales, fixed index annuity, LTC, Agent, Sell insurance fixed products, Investment related, 2 hours per month, less than 1 hour per day during trading hours. 3. A2 East, LLC. (Real Estate Rental), Start Date: 03/19/2014, 41011 Ann Arbor Rd, Plymouth, MI 48170, LLC, Commercial Real Estate, President, Manage commercial rental property, Not investment related, 1 hour per month, 0 hours per day during trading hours. 4. Capitas Financial, Start Date: 04/2018, 41011 Ann Arbor Rd, Plymouth, MI 48170, Sole-proprietor, Insurance sales, Life, LTC, Agent, Sell fixed insurance products, Investment related, 2 hours per month, Less than 1 hour per day during trading hours. 5. Jennie, LLC, Start Date: 06/01/2005, 6739 Fleming Creek, Ypsilanti, MI 48198, LLC, Residential Real Estate rentals, President, Manage residential real estate, Not investment related, 2 hours per month, Less than 1 hour per day during trading hours. 6. Mutual Securities, Inc., Start Date: 04/2019, 807-A Camarillo Springs Rd., Camarillo, CA 93012, Registered Representative; Investment Related, 15 hours per month, same during trading. 7. Omnevo Fitness; Start Date: 06/2024; 36600 Plymouth Rd., Livonia, MI 48150; member/passive investor; 0 hour per month, 0 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas H Hopwood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 31, 2013 - Present
PEAK WEALTH MANAGEMENT, LLC
Office #1: 41011 Ann Arbor Road, Plymouth, MI 48170RIA
CRD#: 166944
Plymouth, MI
Current
April 23, 2019 - Present
MUTUAL SECURITIES, INC.
Office #1: 41011 Ann Arbor Rd, Plymouth, MI 48170BD
CRD#: 13092
Plymouth, MI
Past
July 10, 2015 - April 23, 2019
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Plymouth, MI
Past
December 11, 2013 - July 14, 2014
PARK AVENUE WEALTH MANAGEMENT, LLC
RIA
CRD#: 124422
LIVONIA, MI
Past
December 21, 2010 - February 15, 2013
PARK AVENUE WEALTH MANAGEMENT, LLC
RIA
CRD#: 124422
LIVONIA, MI
Past
February 20, 2009 - July 15, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLYMOUTH, MI
Past
November 27, 2000 - July 15, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
PLYMOUTH, MI
Past
September 7, 2000 - November 27, 2000
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PEAK WEALTH MANAGEMENT, LLC
PEAK WEALTH MANAGEMENT, LLC
CRD#: 166944 / SEC#: 801-114800
RIA
Registered Investment Advisory firm - (3/8/2019 Approved)Florida
Registered Investment Advisory firm - (8/6/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/7/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/22/2015)
RR
Florida(4/23/2019)
RR
Illinois(4/23/2019)
RR
Indiana(4/23/2019)
IAR
Michigan(7/31/2013)
RR
Michigan(4/23/2019)
RR
North Carolina(4/23/2019)
IAR
Ohio(8/29/2013)
RR
Ohio(4/23/2019)
RR
Oregon(1/17/2023)
RR
South Carolina(4/23/2019)
IAR
Texas(3/17/2022)
RR
Virginia(4/23/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PEAK WEALTH MANAGEMENT, LLC
PEAK WEALTH MANAGEMENT, LLC
CRD#: 166944 / SEC#: 801-114800
RIA
Registered Investment Advisory firm - (3/8/2019 Approved)Florida
Registered Investment Advisory firm - (8/6/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/7/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
41011 Ann Arbor Road, Plymouth, MI 48170
Mailing Address
Phone number
(734) 681-7575
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 352,000,000 |
Red Flags
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Company Information
PEAK WEALTH MANAGEMENT, LLC
CRD#: 166944Plymouth, MI 48170TRUST BUT VERIFY
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