Amy Pramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Pramer, who also goes by Amy Jacqueline Nistico, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2004. Amy had worked at 4 firms and has passed the Series 63, Series 6TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2022 - December 31, 2023
INTE SECURITIES LLC
May 30, 2013 - March 30, 2016
MORGAN STANLEY
December 1, 2005 - September 28, 2012
FRANKLIN DISTRIBUTORS, LLC
February 16, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/23/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
