CN
Christopher P. Nickel
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Mt. Pleasant, MI 48858
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CRD#: 4237220
CN
Professional summary
Christopher P Nickel, who also goes by Christopher P Nickle, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Mt. Pleasant, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Mt. Pleasant, Michigan.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher P Nickle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) POTTER'S HOUSE FAMILY WORSHIP CENTER, 5346 E DEERFIELD RD MT PLEASANT MI, 01/2012, TREASURER, RELIGIOUS ORGANIZATION, NIR, 3 HR/MO 1 HR/MO TRADING 2) PARKSIDE FINANCIAL SERVICES LLC, 215 N MAIN ST MT PLEASANT MI, MEMBER, DBA, NIR, 40 HR/WK 32.5/TRADING 3) INDEPENDENT INSURANCE AGENT, 215 N MAIN ST MT PLEASANT MI, 08/2000 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20/YR 20/TRADING 4) CENTRAL MICHIGAN YOUTH FOR CHRIST, 2550 CHEESMAN RD ALMA MI, BOARD MEMBER OF NON-PUBLIC ENTITY, TREASURER, 08/01/15, NIR, 3 HR/MO 1 HR/MO TRADING 5) TAX PREPARER, 215 N MAIN ST MT PLEASANT MI, 01/2000, NIR, 12 HR/MO 10 HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2017, AS ADVISORY REP OF A RIA, INV REL, 5 HR/MO 5 HR/MO TRADING 7) CENTRAL MICHIGAN YOUTH FOR CHRIST, 1256 CHEESEMAN AVE ALMA MI, 08/2015, TREASURER, NIR, 3 HR/MO 1 HR/MO TRADING 8) VOH ACADEMY, 5346 E DEERFIELD RD MT PLEASANT MI, HOME SCHOOL GROUP BOARD, TREASURER, 06/2010, NIR, 5/YR 0/TRADING 9) CENTRAL MICHIGAN YOUTH FOR CHRIST, 2550 CHEESMAN RD ALMA MI, FINANCE COMMITTEE, 11/21, NIR, 1 HR/MO 0 HR/MO TRADING 10) CENTRAL CHRISTIAN ACADEMY, 5346 E DEERFIELD RD MT PLEASANT MI, 11/2021, BOARD MEMBER, FINANCE COMMITTEE, NIR, 2 HR/MO 0 HR/MO Trading 11) CHRIS P NICKEL, 9961 E RIVER RD MT PLEASANT MI, 10/2007, OWNER, REAL ESTATE, NIR, 1 HR/MO 1 HR/MO TRADING 12) CHRIS NICKEL, MT PLEASANT MI, 04/2024, OWNER, CONSTRUCTION/LABOR, NIR, 6 HR/MO 3 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christopher P Nickel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 215 N. Main St., Mt. Pleasant, MI 48858RIA
CRD#: 134139
Mt. Pleasant, MI
Current
December 1, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 215 N. Main St., Mt. Pleasant, MI 48858BD
CRD#: 39543
Mt. Pleasant, MI
Past
January 7, 2011 - November 30, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
MT. PLEASANT, MI
Past
August 25, 2000 - November 30, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
MT. PLEASANT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2017)
RR
California(12/1/2017)
RR
Colorado(1/4/2019)
RR
Florida(10/18/2019)
RR
Georgia(12/1/2017)
RR
Illinois(12/1/2017)
RR
Indiana(1/3/2022)
RR
Kentucky(12/1/2017)
RR
Michigan(12/1/2017)
IAR
Michigan(12/1/2017)
RR
Missouri(12/1/2017)
RR
Ohio(1/2/2020)
RR
Pennsylvania(12/4/2017)
RR
Texas(12/1/2017)
IAR
Texas(12/4/2017)
RR
Washington(12/1/2017)
RR
Wisconsin(12/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
