Matthew R. Beck
Professional summary
Matthew Richard Beck, who also goes by Matt Beck, is a registered financial advisor currently at BRIO FINANCIAL GROUP located in San Francisco, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Richard Beck's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2021 - Present
BRIO FINANCIAL GROUP
Office #1: 19 Sutter Street, San Francisco, CA 94104April 4, 2011 - February 17, 2021
AMERICAN CENTURY INVESTMENT SERVICES INC.
November 2, 2010 - March 24, 2011
REALTY CAPITAL SECURITIES, LLC
May 31, 2001 - June 14, 2010
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/17/2021)
Exams
Series 7TO
Date: 1/20/2024
General Securities Representative ExaminationCurrent Firm
BRIO FINANCIAL GROUP
CRD#: 289889 / SEC#: 801-111830
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,082 |
| AUM (Assets Under Management) | $ 842,643,716 |
Red Flags
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