Mitra M. Atri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitra Mariam Atri was a registered financial professional .
Mitra is a previously registered financial professional and started their career in finance in 2000. Mitra had worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - November 8, 2019
STRYKER FINANCIAL
November 11, 2013 - February 5, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 24, 2013 - February 5, 2015
WELLS FARGO CLEARING SERVICES, LLC
September 21, 2004 - October 21, 2011
MML INVESTORS SERVICES, LLC
August 8, 2000 - September 27, 2004
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STRYKER FINANCIAL
CRD#: 146273 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 103 |
| AUM (Assets Under Management) | $ 12,975,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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