Michael S. Von Berg
Professional summary
Michael Scott Von Berg, who also goes by Michael Scott Vonberg, Mike Vonberg, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Leesburg, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Ashburn, Virginia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Von Berg's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1007 Edwards Ferry Rd, Ne, Leesburg, VA 20176January 20, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 43975 Pipeline Plz, Ashburn, VA 20147Office #2: 160 Purcellville Gateway Dr, Purcellville, VA 20132Office #3: 2130 Centreville Rd, Herndon, VA 20170Office #4: 101 Catoctin Circle Se, Leesburg, VA 20175Office #5: 1007 Edwards Ferry Rd Ne, Leesburg, VA 20176January 20, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
September 17, 2004 - January 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 17, 2004 - January 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 11, 2002 - September 21, 2004
TRUIST INVESTMENT SERVICES, INC.
January 23, 2002 - September 21, 2004
TRUIST INVESTMENT SERVICES, INC.
October 11, 2000 - January 8, 2002
QUICK & REILLY, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2024)
(1/27/2017)
(8/22/2016)
(5/18/2015)
(1/20/2012)
(2/15/2024)
(10/11/2019)
(1/20/2012)
(1/20/2012)
(2/9/2021)
(5/24/2023)
(2/20/2020)
(4/19/2024)
(8/24/2020)
(1/20/2012)
(11/12/2024)
(10/17/2019)
(10/29/2019)
(1/20/2012)
(7/11/2014)
(10/25/2019)
(8/18/2022)
(2/7/2012)
(3/31/2015)
(5/28/2019)
(11/16/2016)
(3/24/2015)
(2/19/2021)
(1/20/2012)
(9/15/2016)
(10/25/2019)
(6/29/2012)
(7/11/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
