Anthony L. Santucci

STRATEGIC ADVISERS LLC | Vice President, Financial Consultant

PARK RIDGE, IL

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CRD#: 4236545

Professional summary

Anthony Lewis Santucci JR., who also goes by Anthony L Santucci Jr., Anthony L Santucci, Anthony Jr. L Santucci, Anthony Lewis Santucci, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Park Ridge, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Anthony has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Biography

As a financial advisor with Fidelity, I take pride in partnering with clients and their families by guiding them through the comprehensive wealth management process, always adhering to their unique life goals and investment objectives.  As we focus on a proactive and disciplined approach, each client interaction comes with unwavering support, education, essential tools and resources, to better protect, preserve and grow their wealth.  

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony L Santucci Jr. | Anthony L Santucci | Anthony Jr. L Santucci | Anthony Lewis Santucci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Lewis Santucci JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

DePaul University

Bachelor of Arts (BA) - Economics and Political Science

2000

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416

RIA

CRD#: 104555

PARK RIDGE, IL

Current

January 11, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523

CRD#: 7784

Oak Brook, IL

Past

January 14, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

OAK BROOK, IL

Past

July 30, 2014 - December 21, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

July 30, 2014 - December 21, 2018

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

October 6, 2010 - August 1, 2014

EDWARD JONES

CRD#: 250

CHICAGO, IL

Past

September 27, 2010 - August 1, 2014

EDWARD JONES

RIA

CRD#: 250

CHICAGO, IL

Past

March 16, 2009 - May 5, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

OAK BROOK, IL

Past

March 16, 2009 - May 5, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OAK BROOK, IL

Past

March 16, 2009 - May 5, 2010

TD AMERITRADE, INC.

CRD#: 7870

OAK BROOK, IL

Past

October 17, 2007 - August 13, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CHICAGO, IL

Past

October 17, 2007 - August 13, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

April 25, 2005 - October 3, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

April 25, 2005 - October 3, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

April 2, 2004 - April 26, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

OAK BROOK, IL

Past

April 2, 2004 - April 26, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 6, 2003 - March 29, 2004

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

CHICAGO, IL

Past

April 11, 2003 - March 29, 2004

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

April 8, 2002 - February 11, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/4/2022)

Arizona
(1/23/2019)

California
(4/23/2020)

Colorado
(1/11/2019)

Connecticut
(1/11/2019)

District of Columbia
(3/1/2024)

Florida
(1/23/2019)

Hawaii
(5/19/2023)

Illinois
(1/11/2019)

IAR

Illinois
(3/31/2025)

Indiana
(1/11/2019)

Iowa
(1/23/2019)

Kansas
(4/23/2020)

Kentucky
(1/4/2024)

Maine
(4/23/2020)

Massachusetts
(3/4/2022)

Michigan
(1/11/2019)

Minnesota
(1/11/2019)

Missouri
(6/4/2021)

Montana
(7/19/2024)

Nebraska
(3/4/2022)

New Hampshire
(4/23/2020)

New Jersey
(3/4/2022)

New Mexico
(1/3/2020)

New York
(3/25/2023)

North Carolina
(4/23/2020)

Ohio
(1/14/2019)

South Carolina
(3/4/2022)

South Dakota
(5/6/2022)

Tennessee
(3/4/2022)

Texas
(1/3/2020)

IAR

Texas
(3/31/2025)

Utah
(4/18/2025)

Virginia
(1/3/2020)

Washington
(1/3/2020)

Wisconsin
(1/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/6/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/5/2002

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Anthony L. Santucci

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Lewis Santucci JR.'s CRS (Customer Relationship Summary).

Certified licenses

Education

DePaul University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2003

Series 63

Date: 5/3/2002

SIE

Date: 10/1/2018

Series 31

Date: 8/6/2004

Series 7

Date: 4/5/2002

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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