James T. Young
Professional summary
James Thomas Young, CFP®, who also goes by James Young, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Mclean, Virginia and CHARLES SCHWAB & CO., INC. located in Tysons Corner, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Thomas Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1650 Tysons Blvd Ste 500, Mclean, VA 22102February 7, 2005 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856January 26, 2012 - March 22, 2012
CHARLES SCHWAB & CO., INC.
April 30, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
November 24, 2000 - July 15, 2004
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2011)
(2/7/2005)
(9/25/2024)
(6/15/2006)
(6/1/2015)
(6/19/2006)
(2/8/2005)
(2/17/2012)
(6/6/2006)
(3/12/2015)
(12/4/2018)
(11/5/2020)
(6/7/2006)
(6/9/2006)
(5/2/2024)
(10/12/2011)
(4/8/2014)
(6/6/2006)
(6/6/2006)
(7/12/2021)
(1/4/2007)
(6/7/2006)
(4/2/2014)
(10/10/2011)
(1/10/2021)
(2/21/2008)
(6/7/2006)
(8/28/2023)
(9/30/2011)
(1/5/2010)
(2/12/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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