Benjamin M. Trombley
Professional summary
Benjamin M Trombley is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2000. Benjamin has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin M Trombley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701January 2, 2013 - June 9, 2023
GOLDMAN SACHS & CO. LLC
June 15, 2006 - January 22, 2013
CITIGROUP GLOBAL MARKETS INC.
September 20, 2002 - October 31, 2005
GATES CAPITAL CORPORATION
August 16, 2000 - October 4, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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