Jens J. Ernberg
Professional summary
Jens Jacob Ernberg is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Jens is registered as a RR (Registered Representative) and started their career in finance in 2000. Jens has worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jens Jacob Ernberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 10, 2017 - May 3, 2024
CAPITAL DYNAMICS BROKER DEALER LLC
April 2, 2007 - January 17, 2017
CREDIT SUISSE SECURITIES (USA) LLC
February 12, 2007 - April 12, 2007
B. RILEY SECURITIES, INC.
July 24, 2003 - February 22, 2007
LEGACY PARTNERS GROUP, LLC
December 18, 2000 - March 7, 2003
CREDIT SUISSE SECURITIES (USA) LLC
October 25, 2000 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2025)
(4/18/2025)
Exams
Series 55
Date: 12/10/2012
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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