Justin C. Shaberly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Charles Shaberly was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2001. Justin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2016 - January 20, 2017
MDS SECURITIES, LLC
November 16, 2015 - February 5, 2016
MDS SECURITIES, LLC
February 9, 2015 - November 2, 2015
WALTON SECURITIES, INC.
March 25, 2010 - January 29, 2015
WESTMORELAND CAPITAL CORPORATION
March 26, 2001 - April 9, 2001
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MDS SECURITIES, LLC
CRD#: 159555 / SEC#: , 8-68997
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MDS ASSOCIATED COMPANIES, INC. | SOLE OWNER | |
| BEATON, DANIEL STEWART | FINANCIAL AND OPERATIONS PRINCIPAL | 4240769 |
| KNAPP, JASON CHRISTOPHER | CHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY | 6057659 |
| KNAPP, JASON CHRISTOPHER | SOLE DIRECTOR | 6057659 |
| KNAPP, JASON CHRISTOPHER | PRESIDENT, CHIEF EXECUTIVE OFFICER | 6057659 |
| KNAPP, MICHAEL SAUNDERS | EXECUTIVE VICE PRESIDENT | 6390493 |
Red Flags
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