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AK

Amit Khurana

ODEON CAPITAL ADVISORS LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4234142
AK

Professional summary

Amit Khurana is a registered financial advisor currently at ODEON CAPITAL ADVISORS LLC located in New York, New York and ODEON CAPITAL GROUP LLC located in New York, New York.

Amit is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Amit has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amit Khurana's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2026 - Present

ODEON CAPITAL ADVISORS LLC

Office #1: 750 Lexington Avenue, New York, NY 10022
RIA
CRD#: 307619
New York, NY
Current

July 6, 2009 - Present

ODEON CAPITAL GROUP LLC

Office #1: 750 Lexington Avenue, New York, NY 10022Office #2: 750 Lexington Avenue 27th Fl., New York, NY, 10022
BD
CRD#: 148493
New York, NY
Past

December 5, 2007 - March 31, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 19, 2003 - April 1, 2004

HIGHBRIDGE CAPITAL CORPORATION

BD
CRD#: 30208
GRAND CAYMAN,
Past

August 19, 2003 - April 1, 2004

AUDOBON SECURITIES, INC.

BD
CRD#: 25156
NEW YORK, NY
Past

February 12, 2001 - August 13, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/2/2015)
IAR
New Jersey
(1/2/2026)
RR
New York
(7/6/2009)
IAR
New York
(1/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/26/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/4/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

OC
ODEON CAPITAL ADVISORS LLC
JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)
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Contact information

Main Address
750 Lexington Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 230-5880
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OCA ADV PART 2A 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts41
AUM (Assets Under Management)$ 786,046,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ODEON CAPITAL ADVISORS LLC

CRD#: 307619New York, NY 10022

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