KL
Keith D. Lewandoski
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
West Lebanon, NH 03784
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CRD#: 4234062
KL
Professional summary
Keith D. Lewandoski is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in West Lebanon, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH, INC. located in West Lebanon, New Hampshire.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Keith has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UPPER VALLEY TAX PREPARATIN, 50 Main Street Ste.A, West Lebanon NH 03784, United States, 02/01/2019, Tax Preparation, Tax Services, NIR, 25 HR/MO - 25 HR/MO TRADING 2. KEITH LEWANDOSKI, 50 Main Street Ste.A, West Lebanon NH 03784, United States, 01/01/2021, Insurance Sales, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO - 10 HR/MO TRADING 3. BARTLETT WEALTH MANAGEMENT, 50 Main Street Ste.A, West Lebanon NH 03784, United States, 01/21/2022, Investment Advisory, CIRA Affiliation, INV REL, 50 HR/MO - 50 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5. COVER HOME REPAIR, INC., 158 S. Main Street, White River Junction VT 05001, United States, 09/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5/MO - 2/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Keith D. Lewandoski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 50 Main Street Suite A, West Lebanon, NH 03784RIA
CRD#: 134139
West Lebanon, NH
Current
January 21, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 50 Main Street Suite A, West Lebanon, NH 03784BD
CRD#: 39543
West Lebanon, NH
Past
March 25, 2017 - January 28, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WEST LEBANON, NH
Past
March 25, 2017 - January 28, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WEST LEBANON, NH
Past
March 11, 2016 - February 1, 2018
MARINER
RIA
CRD#: 151664
Bradford, VT
Past
February 1, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BRADFORD, VT
Past
December 21, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BRADFORD, VT
Past
May 13, 2013 - December 31, 2014
GL INVESTMENT SERVICES, LLC
RIA
CRD#: 152158
WALTHAM, MA
Past
April 17, 2012 - December 3, 2015
LEWFIN PARTNERS
RIA
CRD#: 160099
SHARON, VT
Past
April 25, 2006 - December 16, 2011
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
QUECHEE, VT
Past
October 4, 2004 - December 16, 2011
WESTMINSTER FINANCIAL SECURITIES, INC.
BD
CRD#: 20677
BEAVERCREEK, OH
Past
January 9, 2001 - October 6, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WEST LEBANON, NH
Past
September 12, 2000 - October 6, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/21/2022)
RR
Connecticut(1/21/2022)
RR
Florida(1/5/2023)
RR
Louisiana(9/18/2023)
RR
Massachusetts(1/21/2022)
RR
New Hampshire(1/21/2022)
IAR
New Hampshire(1/21/2022)
RR
New York(1/21/2022)
IAR
Vermont(1/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
