LA
Luis J. Adarve
BCI SECURITIES
Coral Gables, FL 33134
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CRD#: 4233807
LA
Professional summary
Luis Javier Adarve is a registered financial advisor currently at BCI SECURITIES, INC. located in Coral Gables, Florida.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Luis has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CNB Banker, firm under common control and there since 5/2021, 30 hours, non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Luis Javier Adarve's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Luis Javier Adarve's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2023 - Present
BCI SECURITIES, INC.
Office #1: 2855 S. Le Jeune Road 1st. Floor, Coral Gables, FL, 33134RIA
BD
CRD#: 168047
Coral Gables, FL
Current
January 23, 2023 - Present
BCI SECURITIES, INC.
Office #1: 2855 S. Le Jeune Road 1st. Floor, Coral Gables, FL, 33134RIA
BD
CRD#: 168047
Coral Gables, FL
Past
July 5, 2018 - April 5, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WEST PALM BEACH, FL
Past
November 21, 2017 - April 5, 2021
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CORAL SPRINGS, FL
Past
July 9, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
CORAL GABLES, FL
Past
December 7, 2001 - June 25, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MIAMI, FL
Past
December 6, 2001 - June 25, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
October 1, 2000 - March 23, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 25, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/23/2023)
IAR
Florida(3/23/2023)
RR
New York(1/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Phone number
(305) 929-5500
Established
Florida since 07/05/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (1 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/PFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 295,193,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCI SECURITIES, INC.
CRD#: 168047Coral Gables, FL 33134TRUST BUT VERIFY
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