Rene Persaud

SYNERGY INVESTMENT MANAGEMENT LLC

Altamonte Springs, FL 32714

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CRD#: 4233566

Professional summary

Rene Persaud is a registered financial advisor currently at SYNERGY INVESTMENT MANAGEMENT LLC located in Altamonte Springs, Florida.

Rene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rene has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1/2009 - Recruiting/Headhunting - SPC AND ASSOCIATES LLC - Not Investment Related - At Reported Business Location(s) - 40 hrs/mon - 5%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rene Persaud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2024 - Present

SYNERGY INVESTMENT MANAGEMENT LLC

Office #1: 215 North Westmonte Drive, Altamonte Springs, FL 32714

RIA

CRD#: 305961

Altamonte Springs, FL

Past

May 24, 2022 - May 15, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ALTAMONTE SPRINGS, FL

Past

May 23, 2022 - June 14, 2024

LPL FINANCIAL LLC

CRD#: 6413

ALTAMONTE SPRINGS, FL

Past

October 15, 2021 - June 8, 2022

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

June 24, 2008 - March 26, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

June 23, 2008 - March 26, 2009

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

August 22, 2000 - January 16, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORLANDO, FL

Past

August 21, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 21, 2000 - January 16, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNERGY INVESTMENT MANAGEMENT LLC

MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA

Registered Investment Advisory firm - (4/19/2024 Approved)

Florida

Registered Investment Advisory firm - (4/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/15/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/16/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2000

General Securities Representative Examination

Current Firm

SYNERGY INVESTMENT MANAGEMENT LLC

MERIT WEALTH ADVISORS | SYNERGY WEALTH ALLIANCE, LLC | SYNERGY INVESTMENT MANAGEMENT LLC | NEXT STAGE CONSULTING

CRD#: 305961 / SEC#: 801-129970

RIA

Registered Investment Advisory firm - (4/19/2024 Approved)

Florida

Registered Investment Advisory firm - (4/29/2024 Terminated)

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Contact information

Main Address

215 North Westmonte Drive, Altamonte Springs, FL 32714

Mailing Address

Phone number

(321) 203-4458

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYNERGY DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, AND PRIVACY POLICY (4/21/2025)

Regulatory assets under management

Total Number of Accounts	2,070
AUM (Assets Under Management)	$ 461,195,028

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

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Rene Persaud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rene Persaud's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SYNERGY INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2022

Series 7TO

Date: 10/15/2021

SIE

Date: 8/16/2021

Series 7

Date: 8/18/2000

Current Firm

SYNERGY INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYNERGY INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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