Stephanie R. Brown
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
MONTGOMERY, OH
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CRD#: 4233421
Professional summary
Stephanie Rose Brown, CFP®, who also goes by Stephanie Rose Leiter, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Montgomery, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Stephanie has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I have been with Fidelity for over 21 years now. I enjoy the opportunity to partner with my families to create and monitor plans to work towards their financial objectives and provide the financial freedom they seek. Working at Fidelity, a leader in the financial planning space, allows me to leverage our teams exceptional expertise, sound investment solutions and our cutting edge technology.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Stephanie Rose Leiter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Rose Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Education
Miami University
Bachelor of Health and Science - Exercise Science
1998
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900RIA
CRD#: 104555
MONTGOMERY, OH
Current
July 11, 2005 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209BD
CRD#: 7784
CINCINNATI, OH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CINCINNATI, OH
Past
August 19, 2005 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CINCINNATI, OH
Past
November 29, 2004 - June 8, 2005
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
August 26, 2002 - October 19, 2004
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BETHESDA, MD
Past
August 17, 2000 - October 19, 2004
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2019)
RR
Alaska(4/23/2020)
RR
Arizona(1/5/2018)
RR
Arkansas(10/29/2019)
RR
California(9/10/2014)
RR
Colorado(4/23/2020)
RR
Florida(7/11/2005)
RR
Georgia(9/10/2014)
RR
Illinois(9/10/2014)
RR
Indiana(10/20/2009)
RR
Kansas(5/19/2022)
RR
Kentucky(7/11/2005)
RR
Louisiana(9/24/2010)
RR
Maryland(1/5/2018)
RR
Massachusetts(1/31/2023)
RR
Michigan(9/10/2014)
RR
Minnesota(1/3/2013)
RR
New Hampshire(9/9/2022)
RR
New Jersey(3/13/2015)
RR
New York(8/25/2014)
RR
North Carolina(9/27/2010)
RR
Ohio(1/3/2013)
IAR
Ohio(3/31/2025)
RR
Oregon(6/9/2025)
RR
Pennsylvania(11/7/2013)
RR
Rhode Island(10/8/2021)
RR
South Carolina(9/10/2014)
RR
Tennessee(5/31/2007)
RR
Texas(9/24/2010)
IAR
Texas(3/31/2025)
RR
Utah(5/11/2021)
RR
Virginia(6/4/2021)
RR
Washington(10/29/2019)
RR
West Virginia(9/10/2014)
RR
Wisconsin(4/23/2020)
RR
Wyoming(9/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Montgomery, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
