Sheron K. Banks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheron Kay Banks, who also goes by Sharon Banks-simmons, Sheron Kay Nelson, was a registered financial professional .
Sheron is a previously registered financial professional and started their career in finance in 2000. Sheron had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2015 - December 31, 2015
QUEST CAPITAL STRATEGIES, INC.
November 3, 2011 - April 9, 2013
ONEAMERICA SECURITIES, INC.
August 24, 2010 - October 28, 2011
COUNTRY CAPITAL MANAGEMENT COMPANY
April 7, 2003 - March 10, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 23, 2000 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 23, 2000 - March 10, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
