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Gerrit P Schuller

CRD# 4233011·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Gerrit is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gerrit P Schuller, who also goes by Gerrit P Schueller, was a registered financial advisor. Gerrit was a previously registered financial professional and started their career in finance 2001 - 2016. Gerrit had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gerrit P Schueller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Richardson, TX
February 11, 2013 - March 15, 2016
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Coppell, TX
December 20, 2011 - February 28, 2012
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Coppell, TX
May 5, 2009 - December 31, 2009
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Irving, TX
February 13, 2001 - May 4, 2009

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
VESPE, CHRISTOPHER JAMESINTERIM CHIEF COMPLIANCE OFFICER5205586

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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