Brian K. Moon

TORO BRAVO INVESTMENT ADVISORS

Amarillo, TX 79109

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CRD#: 4232771

Professional summary

Brian Keith Moon is a registered financial advisor currently at TORO BRAVO INVESTMENT ADVISORS, LLC located in Amarillo, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) WEST TEXAS TAX PREP; NON INVESTMENT-RELATED; 3418 OLSEN BLVD, STE A, AMARILLO, TX 79109; TAX SERVICES; TAX PREPARER; 02/2009; 3 HRS/MO; 0 HRS DURING TRADING; PREPARING TAX RETURNS. (2) RSSA; NON INVESTMENT-RELATED; 3418 OLSEN BLVD, STE A, AMARILLO, TX 79109; CONSULTANT; 01/2022; 15 HRS/MO; 5 HRS. DURING TRADING; CONSULTING WITH THE NATIONAL ASSOCIATION OF REGISTERED SOCIAL SECURITIY ANALYSTS ON DEVELOPING MARKETING PLANS (3) LICENSED INSURANCE AGENT; 01/2021; 5 HRS/MO; 0 HRS. DURING TRADING; PLANNING & PROVIDING LIFE INSURANCE AND ANNUIITES. (4) GET LEGIT; NON INVESTMENT-RELATED; 3418 OLSEN BLVD, STE A, AMARILLO, TX 79109; CHAIRMAN OF THE BOARD; 12/2020; 10 HRS/MO; 0 HRS DURING TRADING; WRITING GRANTS, ORGANIZING & FUND RAISING FOR CHARITY. (5) CHEF BIG TASTY; NON INVESTMENT-RELATED; YOUTUBE CHANNEL @CHEFBIGTASTY; COOKING CHANNEL; VIDEO PERSONALITY; 09/01/2025; 3-5 HRS/MO; 0 HRS. DURING TRADING; PRODUCE COOKING VIDEOS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Moon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2018 - Present

TORO BRAVO INVESTMENT ADVISORS, LLC

Office #1: 3418 Olsen Blvd Suite A, Amarillo, TX 79109

RIA

CRD#: 288435

Amarillo, TX

Past

June 15, 2018 - December 31, 2023

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 42803

HOUSTON, TX

Past

September 13, 2000 - June 5, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/20/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/14/2012

General Securities Principal Examination

Current Firm

TORO BRAVO INVESTMENT ADVISORS, LLC

TORO BRAVO | TORO BRAVO INVESTMENT AVISORS, LLC | TORO BRAVO INVESTMENT ADVISORS, LLC

CRD#: 288435 / SEC#:

Texas

Registered Investment Advisory firm - (8/11/2017 Approved)

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Contact information

Main Address

3418 Olsen Blvd Suite A, Amarillo, TX 79109

Mailing Address

Phone number

(806) 359-7766

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 31,934,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Moon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Moon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

BROKERSXPRESS LLC

BROKERSXPRESS LLC

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/20/2003

Series 63

Date: 9/15/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2000

Series 24

Date: 4/14/2012

Current Firm

TORO BRAVO INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TORO BRAVO INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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