Gregory R. Nathan

AJAX ASSET MGMT.

Los Angeles, CA 90049

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CRD#: 4232641

Professional summary

Gregory Robert Nathan, who also goes by Greg Nathan, is a registered financial advisor currently at AJAX ASSET MGMT., LLC located in Los Angeles, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gregory has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Nathan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Robert Nathan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2023 - Present

AJAX ASSET MGMT., LLC

Office #1: 11661 San Vicente Blvd. Suite 860, Los Angeles, CA 90049

RIA

CRD#: 328746

Los Angeles, CA

Past

January 20, 2005 - December 31, 2006

COLDWATER ASSET MANAGEMENT, LLC

RIA

CRD#: 133056

PACIFIC PALISADES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2023

Uniform Investment Adviser Law Examination

Current Firm

AJAX ASSET MGMT., LLC

CRD#: 328746 / SEC#:

California

Registered Investment Advisory firm - (12/5/2023 Approved)

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Contact information

Main Address

11661 San Vicente Blvd. Suite 860, Los Angeles, CA 90049

Mailing Address

Phone number

+1 (310) 876-0781

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 26,227,166

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory R. Nathan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Robert Nathan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AJAX ASSET MGMT., LLC

COLDWATER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2023

Current Firm

AJAX ASSET MGMT., LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AJAX ASSET MGMT., LLC

TRUST BUT VERIFY

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