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Craig Michael Covington

DAI SECURITIES
Atlanta, GA
·CRD# 4232546·26 years experience

Professional Summary

Craig Michael Covington is a registered financial advisor currently at DAI SECURITIES, LLC located in Atlanta, Georgia. Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DAI SECURITIES, LLC·CRD# 36673
BD
1. 2800 Century Parkway Ne Suite 650, Atlanta, GA 303452. 2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
March 9, 2018 - Present
TRIAD ADVISORS LLC·CRD# 25803
BD
Atlanta, GA
October 8, 2007 - March 5, 2018
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Atlanta, GA
July 21, 2006 - October 16, 2007
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
Atlanta, GA
November 9, 2004 - July 25, 2006
WELLS INVESTMENT SECURITIES,INC.·CRD# 15252
BD
Norcross, GA
June 18, 2002 - October 29, 2004
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
August 21, 2000 - May 3, 2002

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Current Firm

DS
DAI SECURITIES, LLC

DAI SECURITIES, LLC | LEWIS FINANCIAL GROUP, L.C.

CRD#: 36673 / SEC#: 8-47393
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Mailing Address

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345

Phone Number

(404) 531-7080

Established

Minnesota since 05/31/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAI HOLDINGS, LLCMEMBER—
CC CAPITAL HOLDINGS, LLCMEMBER—
MICHAEL O'TOOLE REAL ESTATE, INC.MEMBER—
CARTER, ANA RFINOP4424794
INGBER, MATTHEW ALANCOO3261552
MICHALETZ, CHRISTINE ELLENMANAGING MEMBER6004009
MICHALETZ, JOSEPH GERARDCEO1327534
STRAUSS, ERNEST GEORGE IVCCO4660664

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(3/26/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2006

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2000About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Craig Michael Covington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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