Craig M. Covington
Professional summary
Craig Michael Covington is a registered financial professional currently at DAI SECURITIES, LLC located in Atlanta, Georgia.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Michael Covington's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2018 - Present
DAI SECURITIES, LLC
Office #1: 2800 Century Parkway Ne Suite 650, Atlanta, GA 30345Office #2: 2800 Century Parkway Ne Suite 650, Atlanta, GA 30345October 8, 2007 - March 5, 2018
TRIAD ADVISORS LLC
July 21, 2006 - October 16, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 9, 2004 - July 25, 2006
ENTERPRISE FUND DISTRIBUTORS, INC.
June 18, 2002 - October 29, 2004
WELLS INVESTMENT SECURITIES,INC.
August 21, 2000 - May 3, 2002
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2018)
Exams
Series 55
Date: 8/23/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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