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HM

Harold M. Magill

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CRD#: 4232310
HM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harold Matthew Magill was a registered financial advisor .

Harold is a previously registered financial advisor and started their career in finance in 2000. Harold had worked at 8 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 23, 2007 - October 27, 2008

RIDGEWAY CONGER ADVISORY SERVICES

RIA
CRD#: 139372
CONCORD, NC
Past

April 25, 2007 - October 27, 2008

RIDGEWAY & CONGER, INC.

BD
CRD#: 113055
NEW WOODSTOCK, NY
Past

March 23, 2007 - April 12, 2007

INVESTACORP, INC.

BD
CRD#: 7684
CONCORD, NC
Past

August 14, 2006 - March 28, 2007

THE RIDERWOOD GROUP INCORPORATED

BD
CRD#: 16681
TOWSON, MD
Past

September 22, 2005 - June 16, 2006

USALLIANZ SECURITIES, INC.

RIA
CRD#: 40875
CONCORD, NC
Past

September 22, 2005 - August 23, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
CORNELIUS, NC
Past

June 3, 2005 - July 8, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLOTTE, NC
Past

June 3, 2005 - July 8, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 1, 2003 - July 11, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLOTTE, NC
Past

July 1, 2003 - July 11, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 31, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
CHARLOTTE, NC
Past

December 17, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 25, 2000 - December 21, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2000
General Securities Representative Examination

Current Firm

RC
RIDGEWAY CONGER ADVISORY SERVICES
RIDGEWAY CONGER ADVISORY SERVICES | RIDGEWAY CONGER ADVISORY SERVICES, INC

CRD#: 139372 / SEC#: 801-66272

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Contact information

Main Address
2123 Main Street, New Woodstock, NY 13122
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

CLIENT WRAP FEE BROCHRE JUNE 2014 (6/26/2014)
CLIENT BROCHURE 2014 (6/26/2014)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIDGEWAY CONGER ADVISORY SERVICES

CRD#: 139372

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