March L. Krotee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
March L Krotee JR, who also goes by Chip Krotee, was a registered financial professional .
March is a previously registered financial professional and started their career in finance in 2000. March had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2023 - December 31, 2024
MARINER GROUP CAPITAL MARKETS, LLC
May 7, 2021 - August 11, 2021
Z-SQUARED SECURITIES, LLC
September 1, 2000 - December 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/7/2021
General Securities Representative ExaminationSeries 55
Date: 1/9/2001
Limited Representative-Equity Trader ExamCurrent Firm
MARINER GROUP CAPITAL MARKETS, LLC
CRD#: 25878 / SEC#: , 8-42116
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
