Paul Mirdita
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Mirdita was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2000. Paul had worked at 7 firms and has passed the Series 66, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2006 - April 11, 2012
CAPITAL ONE FINANCIAL ADVISORS LLC
August 8, 2006 - April 11, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
October 28, 2005 - August 21, 2006
VALIC FINANCIAL ADVISORS, INC.
October 18, 2005 - August 21, 2006
VALIC FINANCIAL ADVISORS, INC.
April 18, 2005 - August 16, 2005
HSBC SECURITIES (USA) INC.
April 16, 2003 - January 19, 2005
CHASE INVESTMENT SERVICES CORP.
July 5, 2001 - March 3, 2003
CAPITAL ONE INVESTMENT SERVICES LLC
September 25, 2000 - July 10, 2001
IDS LIFE INSURANCE COMPANY
September 25, 2000 - July 10, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE FINANCIAL ADVISORS LLC
CRD#: 127236 / SEC#:
Contact information
Red Flags
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