Pascal Salasca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pascal Salasca was a registered financial professional .
Pascal is a previously registered financial professional and started their career in finance in 2000. Pascal had worked at 3 firms and has passed the Series 63, Series 37 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2009 - June 14, 2013
PGM GLOBAL INC.
December 13, 2001 - January 25, 2005
KNIGHT CAPITAL AMERICAS, L.P.
September 20, 2000 - December 31, 2000
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 6/5/2009
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
PGM GLOBAL INC.
CRD#: 104387 / SEC#: , 8-52850
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
