Jonathan P. Doyle
Professional summary
Jonathan Peter Doyle, CIMA®, CPWA®, who also goes by Jonathan P Doyle, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Chicago, Illinois and CNR SECURITIES, LLC located in Chicago, Illinois.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Peter Doyle's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022-08-08
Expire date: 2026-05-31
Experience
March 8, 2010 - Present
CITY NATIONAL ROCHDALE
Office #2: 225 W. Washington Street, Chicago, IL 60606March 5, 2010 - Present
CNR SECURITIES, LLC
Office #1: 225 W. Washington Street 14th Floor, Chicago, IL 60606September 16, 2009 - November 20, 2009
FORESIDE FUND SERVICES, LLC
April 23, 2007 - August 13, 2009
PLACEMARK INVESTMENTS, INC.
September 14, 2006 - March 29, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2000 - August 12, 2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2018)
(10/20/2014)
(1/6/2014)
(2/11/2014)
(3/8/2010)
(1/6/2014)
(1/13/2014)
(9/25/2014)
(1/6/2014)
(3/17/2014)
(3/17/2015)
(12/22/2011)
(1/10/2014)
(12/22/2011)
(1/13/2014)
(12/22/2011)
(1/13/2014)
(7/13/2015)
(1/21/2016)
(1/6/2014)
(12/19/2013)
(1/13/2014)
(12/22/2011)
(1/13/2014)
(3/17/2015)
(1/21/2016)
(1/22/2016)
(11/6/2017)
(8/12/2022)
(3/5/2010)
(1/25/2016)
(7/13/2015)
(12/22/2011)
(1/10/2014)
(3/11/2015)
(1/6/2015)
(12/22/2011)
(1/15/2014)
(8/5/2014)
(1/6/2014)
(1/16/2014)
(4/9/2020)
(1/6/2014)
(1/14/2014)
(10/20/2014)
(9/25/2014)
(5/19/2016)
(12/22/2011)
(1/10/2014)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
