Rodney R. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney R Holland was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 2001. Rodney had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2010 - September 30, 2021
TRUSTMONT ADVISORY GROUP, INC.
June 7, 2010 - September 30, 2021
TRUSTMONT FINANCIAL GROUP, INC.
May 15, 2008 - June 14, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 10, 2003 - June 14, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 7, 2003 - September 11, 2003
SECURITIES SERVICE NETWORK, LLC
May 21, 2001 - April 30, 2003
T.H.E. FINANCIAL GROUP, LTD
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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