JP
John C. Perry
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Charlotte, NC
Some features on this profile are disabled
CRD#: 4229830
JP
Professional summary
John Crudup Perry, CIMA®, who also goes by John C Perry, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Charlotte, North Carolina and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John C Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Crudup Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 21, 2023 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
Charlotte, NC
Current
September 21, 2023 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
Charlotte, NC
Past
May 1, 2010 - September 20, 2023
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
CHARLOTTE, NC
Past
May 1, 2010 - September 20, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
Charlotte, NC
Past
February 11, 2005 - May 7, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
CHARLOTTE, NC
Past
June 21, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
CHARLOTTE, NC
Past
January 1, 2003 - February 11, 2005
BACAP DISTRIBUTORS, LLC
RIA
CRD#: 46088
CHARLOTTE, NC
Past
January 1, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
May 7, 2002 - January 1, 2003
STEPHENS
RIA
CRD#: 3496
CHARLOTTE , NC
Past
July 17, 2001 - January 1, 2003
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
August 25, 2000 - July 30, 2001
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/21/2023)
IAR
Alabama(9/21/2023)
RR
Alaska(9/21/2023)
IAR
Alaska(9/21/2023)
RR
Arizona(9/21/2023)
IAR
Arizona(9/27/2023)
RR
Arkansas(9/21/2023)
IAR
Arkansas(9/21/2023)
RR
California(9/21/2023)
IAR
California(9/21/2023)
RR
Colorado(9/21/2023)
IAR
Colorado(9/21/2023)
RR
Connecticut(9/21/2023)
IAR
Connecticut(9/21/2023)
RR
Delaware(9/21/2023)
IAR
Delaware(9/21/2023)
RR
District of Columbia(9/21/2023)
IAR
District of Columbia(10/11/2023)
RR
Florida(9/21/2023)
IAR
Florida(10/26/2023)
RR
Georgia(9/21/2023)
IAR
Georgia(9/25/2023)
RR
Hawaii(9/21/2023)
IAR
Hawaii(9/21/2023)
RR
Idaho(9/21/2023)
IAR
Idaho(9/21/2023)
RR
Illinois(9/21/2023)
IAR
Illinois(9/21/2023)
RR
Indiana(9/21/2023)
IAR
Indiana(9/21/2023)
RR
Iowa(9/21/2023)
IAR
Iowa(9/21/2023)
RR
Kansas(9/21/2023)
IAR
Kansas(9/21/2023)
RR
Kentucky(9/21/2023)
IAR
Kentucky(9/21/2023)
RR
Louisiana(9/21/2023)
IAR
Louisiana(9/21/2023)
RR
Maine(9/21/2023)
IAR
Maine(9/21/2023)
RR
Maryland(9/21/2023)
IAR
Maryland(9/21/2023)
RR
Massachusetts(9/21/2023)
IAR
Massachusetts(10/12/2023)
RR
Michigan(9/21/2023)
IAR
Michigan(9/21/2023)
RR
Minnesota(9/21/2023)
IAR
Minnesota(9/21/2023)
RR
Mississippi(9/21/2023)
IAR
Mississippi(9/21/2023)
RR
Missouri(9/21/2023)
IAR
Missouri(9/21/2023)
RR
Montana(9/21/2023)
IAR
Montana(9/25/2023)
RR
Nebraska(9/21/2023)
IAR
Nebraska(9/21/2023)
RR
Nevada(9/21/2023)
IAR
Nevada(10/5/2023)
RR
New Hampshire(9/21/2023)
IAR
New Hampshire(9/21/2023)
RR
New Jersey(9/21/2023)
IAR
New Jersey(9/22/2023)
RR
New Mexico(9/21/2023)
IAR
New Mexico(9/22/2023)
RR
New York(9/21/2023)
IAR
New York(9/21/2023)
RR
North Carolina(9/21/2023)
IAR
North Carolina(9/21/2023)
RR
North Dakota(9/21/2023)
IAR
North Dakota(9/25/2023)
RR
Ohio(9/21/2023)
IAR
Ohio(9/22/2023)
RR
Oklahoma(9/21/2023)
IAR
Oklahoma(9/21/2023)
RR
Oregon(9/21/2023)
IAR
Oregon(9/28/2023)
RR
Pennsylvania(9/21/2023)
IAR
Pennsylvania(9/21/2023)
RR
Puerto Rico(9/21/2023)
IAR
Puerto Rico(9/21/2023)
RR
Rhode Island(9/21/2023)
IAR
Rhode Island(9/21/2023)
RR
South Carolina(9/21/2023)
IAR
South Carolina(9/21/2023)
RR
South Dakota(9/21/2023)
IAR
South Dakota(9/22/2023)
RR
Tennessee(9/21/2023)
RR
Texas(9/21/2023)
IAR
Texas(9/21/2023)
RR
Utah(9/21/2023)
IAR
Utah(9/22/2023)
RR
Vermont(9/21/2023)
RR
Virgin Islands(9/21/2023)
IAR
Virgin Islands(9/25/2023)
RR
Virginia(9/21/2023)
IAR
Virginia(9/21/2023)
RR
Washington(9/21/2023)
IAR
Washington(9/21/2023)
RR
West Virginia(9/21/2023)
IAR
West Virginia(9/28/2023)
RR
Wisconsin(9/21/2023)
IAR
Wisconsin(9/21/2023)
RR
Wyoming(9/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
