Cara E. Pellicano
Professional summary
Cara Elaine Pellicano, who also goes by Cara Elaine Pellicano, Cara Pellicano Sviokla, is a registered financial professional currently at CLEARINGBID MARKETS, INC. located in Rye, New York.
Cara is registered as a RR (Registered Representative) and started their career in finance in 2000. Cara has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cara Elaine Pellicano's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2024 - Present
CLEARINGBID MARKETS, INC.
Office #1: 411 Theodore Fremd Ave Suite 206, Rye, NY 10850January 3, 2022 - September 14, 2023
LEERINK PARTNERS LLC
September 5, 2018 - January 7, 2022
JEFFERIES LLC
July 25, 2002 - September 26, 2006
NEUBERGER BERMAN BD LLC
February 12, 2001 - September 26, 2006
NEUBERGER BERMAN BD LLC
July 31, 2000 - January 29, 2001
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2024)
(11/13/2024)
(11/13/2024)
Exams
FINRA
Current Firm
CLEARINGBID MARKETS, INC.
CRD#: 269999 / SEC#: , 8-69646
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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