Sandy M. Capobianco

SAVIOR WEALTH

Wellesley, MA 02481

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CRD#: 4228670

Professional summary

Sandy M Capobianco, who also goes by Sandra Medeiros Capobianco, Sandy Medeiros Capobianco, Sandra P Soares, is a registered financial advisor currently at SAVIOR WEALTH located in Wellesley, Massachusetts.

Sandy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sandy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra Medeiros Capobianco | Sandy Medeiros Capobianco | Sandra P Soares

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent, 12/12/2014, 0 hours; non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandy M Capobianco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2021 - Present

SAVIOR WEALTH

Office #1: 40 Washington Street Suite 210, Wellesley, MA 02481

RIA

CRD#: 299178

Wellesley, MA

Past

December 16, 2013 - May 14, 2019

MORGAN STANLEY

CRD#: 149777

WALTHAM, MA

Past

March 14, 2007 - December 16, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WELLESLEY, MA

Past

March 2, 2001 - March 5, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVIOR WEALTH

CRD#: 299178 / SEC#: 801-114564

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2001

General Securities Representative Examination

Current Firm

SAVIOR WEALTH

CRD#: 299178 / SEC#: 801-114564

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

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Contact information

Main Address

40 Washington Street Suite 210, Wellesley, MA 02481

Mailing Address

Phone number

(617) 699-8877

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (3/27/2025)

FORM ADV PART 2A, FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 111,547,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandy M. Capobianco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandy M Capobianco's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAVIOR WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2021

Series 63

Date: 4/9/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2001

Current Firm

SAVIOR WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVIOR WEALTH

TRUST BUT VERIFY

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