Sandy M Capobianco
Professional Summary
Sandy M Capobianco, who also goes by Sandra Medeiros Capobianco, Sandy Medeiros Capobianco, Sandra P Soares, is a registered financial advisor currently at SAVIOR WEALTH located in Wellesley, Massachusetts. Sandy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sandy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sandra Medeiros Capobianco, Sandy Medeiros Capobianco, Sandra P Soares
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY WEALTH MANAGEMENT ADVISORS | SAVIOR WEALTH, LLC | SAVIOR WEALTH | SAVIOR LLC | PROPHET EDGE | PENTA WEALTH MANAGEMENT LLC | PENTA WEALTH MANAGEMENT | MCLAUGHLIN FINANCIAL CONSULTING
Contact Information
Main Address
40 Washington Street Suite 210, Wellesley, MA 02481Phone Number
(888) 972-8467# of Employees
3SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
303AUM (Assets Under Management)
$140,239,469Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LEGACY WEALTH MANAGEMENT ADVISORS | SAVIOR WEALTH, LLC | SAVIOR WEALTH | SAVIOR LLC | PROPHET EDGE | PENTA WEALTH MANAGEMENT LLC | PENTA WEALTH MANAGEMENT | MCLAUGHLIN FINANCIAL CONSULTING
State Registrations and Notice Filings
(5/13/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Sandy M Capobianco's CRS (Customer Relationship Summary).
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