Joshua A. Lelah

LELAH FINANCIAL

Riverwoods, IL 60015

Some features on this profile are disabled

CRD#: 4228668

Professional summary

Joshua Ariel Lelah, CFP®, who also goes by Joshua A. Lelah, is a registered financial advisor currently at LELAH FINANCIAL, LLC located in Riverwoods, Illinois.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua A. Lelah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2007-Present: Insurance Agent/Insurance Related/Chicago, IL/Insurance/Insurance products and services via unaffiliated issuers and agencies/Involves up to 25% time each month, including during traditional business hours.//(2) 2015-Present: Rental Property/Not Investment Related/Deerfield, IL/Rental Property/Owner/Involves up to five percent time each month, including during traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Ariel Lelah's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 22, 2018 - Present

LELAH FINANCIAL, LLC

Office #1: 300 Saunders Road Suite 100, Riverwoods, IL 60015

RIA

CRD#: 294223

Riverwoods, IL

Past

April 27, 2015 - February 26, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HIGHLAND PARK, IL

Past

April 24, 2015 - February 26, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HIGHLAND PARK, IL

Past

June 29, 2010 - September 12, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SKOKIE, IL

Past

June 29, 2010 - September 12, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SKOKIE, IL

Past

December 18, 2009 - April 16, 2010

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

October 2, 2002 - December 31, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HIGHLAND PARK, IL

Past

September 18, 2002 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 18, 2002 - December 31, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HIGHLAND PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/22/2018)

IAR

Texas
(9/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2002

General Securities Representative Examination

Current Firm

LELAH FINANCIAL, LLC

CRD#: 294223 / SEC#:

Illinois

Registered Investment Advisory firm - (5/22/2018 Approved)

Texas

Registered Investment Advisory firm - (9/6/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 Saunders Road Suite 100, Riverwoods, IL 60015

Mailing Address

Phone number

(224) 300-6884

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 28,586,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua A. Lelah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Ariel Lelah's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHERN TRUST SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2002

SIE

Date: 2/26/2018

Series 7

Date: 9/17/2002

Current Firm

LELAH FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LELAH FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors