Lori A. Calascione
Professional summary
Lori Ann Calascione, who also goes by Lori Ann Aversano, Lori Aversano, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2001. Lori has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Ann Calascione's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2007 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001October 3, 2005 - May 23, 2007
KAUFMAN BROS., L.P.
October 5, 2004 - June 27, 2005
SLOAN SECURITIES CORP.
March 26, 2004 - October 6, 2004
GUNNALLEN FINANCIAL, INC
February 21, 2003 - February 27, 2004
OPPENHEIMER & CO. INC.
March 27, 2001 - January 31, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2007)
Exams
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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