Travis G. Blaser

CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ 85251

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CRD#: 4228055

Professional summary

Travis G Blaser is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA ADVISORS LLC located in Scottsdale, Arizona.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Travis has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BLASER MCCOOK LLC; PARTNER; HOLDING COMPANY; START DATE 06/01/2004; 4 HOURS PER MONTH. 2. INSURANCE; AGENT; INSURANCE; START DATE 01/01/1997; 4 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis G Blaser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 6900 E. Camelback Road Suite 606, Scottsdale, AZ 85251

RIA

CRD#: 105644

SCOTTSDALE, AZ

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 6900 E Camelback Road Suite 606, Scottsdale, AZ 85251

CRD#: 10299

Scottsdale, AZ

Past

October 23, 2014 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SCOTTSDALE, AZ

Past

October 7, 2014 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SCOTTSDALE, AZ

Past

October 1, 2009 - October 8, 2014

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

SCOTTSDALE, AZ

Past

January 12, 2009 - October 8, 2014

NATIONAL PLANNING CORPORATION

CRD#: 29604

SCOTTSDALE, AZ

Past

December 24, 2008 - January 14, 2009

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SCOTTSDALE, AZ

Past

April 17, 2006 - December 31, 2006

OSAIC SERVICES, INC.

RIA

CRD#: 133763

SCOTTSDALE, AZ

Past

October 31, 2005 - January 14, 2009

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

May 3, 2002 - July 2, 2004

INTEGRATED WEALTH MANAGEMENT, LLC

RIA

CRD#: 114923

SCOTTSDALE, AZ

Past

August 9, 2001 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

September 13, 2000 - August 10, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(11/12/2020)

Arizona
(9/8/2022)

California
(9/8/2022)

Oregon
(9/8/2022)

Utah
(3/21/2025)

Washington
(12/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/25/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Travis G. Blaser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis G Blaser's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

INTEGRATED WEALTH MANAGEMENT, LLC

SUNAMERICA SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2002

Series 63

Date: 9/25/2000

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2002

Series 6

Date: 9/12/2000

Series 53

Date: 7/25/2008

Series 24

Date: 3/25/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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