William E. Waite
Professional summary
William Elliot Waite, who also goes by Bill Waite, is a registered financial professional currently at BMI CAPITAL INTERNATIONAL LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 7 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Elliot Waite's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2023 - Present
BMI CAPITAL INTERNATIONAL LLC
Office #1: 535 5th Avenue 22nd Floor, New York, NY 10017August 23, 2021 - December 12, 2022
REGIMENT SECURITIES, LLC.
August 6, 2020 - January 27, 2021
OHANAE SECURITIES LLC
September 26, 2018 - July 8, 2021
EASTGATE SECURITIES, LLC
December 6, 2016 - January 10, 2019
DAKOY CAPITAL MARKETS LLC
August 7, 2007 - September 27, 2007
ADVANCED EQUITIES, INC.
August 11, 2000 - August 10, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2024)
(2/13/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/17/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BMI CAPITAL INTERNATIONAL LLC
CRD#: 154670 / SEC#: , 8-68658
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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