KH
Kevin M. Hedley
CETERA INVESTMENT ADVISERS LLC
CLIFTON PARK, NY 12065
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CRD#: 4226957
KH
Professional summary
Kevin M Hedley is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clifton Park, New York and CETERA FINANCIAL SPECIALISTS LLC located in Clifton Park, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 3 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HEDLEY & CO, PLLC; NOT INV REL; ADDRESS IS THE REGISTERED LOCATION; CPA FIRM; START DATE 5/1992; 40-60 HRS/WEEK DURING SECURITIES TRADING HRS; OWNER/TAX PREP/ACCOUNTING, WITH LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. 2) COTTON POINT ASSOCIATES; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESTATE; PARTNER; MANAGEMENT; START DATE 2000; 1 HR/MTH: 3) NAME OF OTHER BUSINESS: DBA HK WEALTH MANAGEMENT GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) VEYEPER REALTY, LLC; NOT INV REL; CLIFTON PARK, NY; COMMERCIAL REAL ESRATE; PARTNER; MANAGE REAL ESTATE; START DATE 11/2000; 3 HRS/MTH: 5) NATIONAL LIFE INSURANCE CO; NOT INV REL; CLIFTON PARK, NY; INSURANCE; REPRESENTATIVE; INSURANCE SALES; START DATE 2010; 5 HRS/MTH: 6) NAME OF OTHER BUSINESS: LIBERTY BUILDERS OF SARASTOGA, LLC, INVESTMENT RELATED: NO ; ADDRESS: 1593 RTE 9, CLIFTON PARK : HOME BUILDING ; START DATE: 11/2023 ; POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: 3 ; MAY BE DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: HANDLE ACCOUNTING FUNCTIONS; 7) SARATOGA NATIONAL BANK & TRUST, NON-INVESTMENT RELATED, 171 SOUTH BROADWAY, SARATOGA SPRINGS, NY, COMMUNITY ADVISORY BOARD MEMBER, START DATE 03/2014, 4-6 HRS/YEAR 8) AMERICAN RED CROSS; NON INV REL; EVERETT RD, ALBANY, NY 12205; VOLUNTEER BOARD MEMBER; START DATE: 1992; 2 HOURS PER MONTH NOT DURING TRADING HOURS; VOLUNTEER LEADERSHIP ROLE FOR MANAGEMENT & DIRECTION TO FURTHER RED CROSS MISSION 9) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND GROUP BENEFITS; 10) NAME OF OTHER BUSINESS: FRIENDS OF SARATOGA BATTLEFIELD ; INVESTMENT RELATED: NO ; ADDRESS: 648 NY 32, STILLWATER , NY 12170 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER THAT HELPS DEVELOP THE BUDGET
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Hedley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1593 Rt 9, Clifton Park, NY 12065RIA
CRD#: 105644
CLIFTON PARK, NY
Current
December 20, 2010 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1593 Rt 9, Clifton Park, NY 12065BD
CRD#: 10358
Clifton Park, NY
Past
March 15, 2010 - December 17, 2010
OSAIC WEALTH, INC.
BD
CRD#: 23131
CLIFTON PARK, NY
Past
January 22, 2001 - March 19, 2010
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CLIFTON PARK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(12/20/2010)
RR
Florida(12/20/2010)
RR
Massachusetts(10/4/2024)
RR
New York(12/20/2010)
IAR
New York(3/22/2021)
RR
South Carolina(10/4/2024)
RR
Virginia(11/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
