Hirohisa J. Isogawa

ADVANCED PORTFOLIO STRATEGIES

Torrance, CA 90503

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CRD#: 4225957

Professional summary

Hirohisa James Isogawa, who also goes by Hiro Isogawa, is a registered financial advisor currently at ADVANCED PORTFOLIO STRATEGIES located in Torrance, California.

Hirohisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Hirohisa has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hiro Isogawa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TWO MILES - TAX & ACCOUNTING - COSTA MESA, CA; ISOGAWA CO, INC - PRESIDENT - TAX CONSULTING; CPA FOR D.C.T. INTERNATION, INC; ISOGAWA CO, INC - ACCOUNTING - DIRECTOR/OFFICER; ISOGAWA CO, INC - OFFICER/DIRECTOR - MANAGEMENT OF ACCOUNT FIRM;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hirohisa James Isogawa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2018 - Present

ADVANCED PORTFOLIO STRATEGIES

Office #1: 3625 Del Amo Blvd Suite 190, Torrance, CA 90503

RIA

CRD#: 284697

Torrance, CA

Past

October 17, 2006 - September 25, 2017

SCF SECURITIES, INC.

CRD#: 47275

COSTA MESA, CA

Past

January 21, 2003 - September 8, 2006

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

July 13, 2000 - September 20, 2002

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ANAHEIM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVANCED PORTFOLIO STRATEGIES

ADVANCED PENSION STRATEGIES | APS MANAGEMENT GROUP, INC. | ADVANCED PORTFOLIO STRATEGIES INSURANCE & FINANCIAL SERVICES | ADVANCED PORTFOLIO STRATEGIES

CRD#: 284697 / SEC#: 801-129062

RIA

Registered Investment Advisory firm - (1/3/2024 Approved)

California

Registered Investment Advisory firm - (3/15/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (2/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVANCED PORTFOLIO STRATEGIES

ADVANCED PENSION STRATEGIES | APS MANAGEMENT GROUP, INC. | ADVANCED PORTFOLIO STRATEGIES INSURANCE & FINANCIAL SERVICES | ADVANCED PORTFOLIO STRATEGIES

CRD#: 284697 / SEC#: 801-129062

RIA

Registered Investment Advisory firm - (1/3/2024 Approved)

California

Registered Investment Advisory firm - (3/15/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (2/15/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2024 Terminated)

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Contact information

Main Address

3625 Del Amo Blvd Suite 190, Torrance, CA 90503

Mailing Address

Phone number

(310) 776-6549

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APS MANAGEMENT GROUP, INC. (3/11/2025)

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 158,722,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hirohisa J. Isogawa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hirohisa James Isogawa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED PORTFOLIO STRATEGIES

SCF SECURITIES, INC.

SCF SECURITIES, INC.

CENTAURUS FINANCIAL, INC.

Primary Firm SEC Registration

ADVANCED PORTFOLIO STRATEGIES

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/2000

SIE

Date: 9/25/2017

Series 6

Date: 7/12/2000

Current Firm

ADVANCED PORTFOLIO STRATEGIES

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVANCED PORTFOLIO STRATEGIES

TRUST BUT VERIFY

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