Patricia R. Vitale
Professional summary
Patricia R Vitale, who also goes by Patricia R Meili, Patricia Rosaleen Meili, Pat VItale, Patricia Rosaleen Vitale, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Bethpage, New York.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Patricia has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia R Vitale's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2019 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 24 Union Avenue, Bethpage, NY 11714July 22, 2013 - May 16, 2019
TOTAL FINANCIAL ADVISORS, LLC
September 1, 2009 - March 31, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
August 15, 2005 - September 1, 2009
WATERSTONE FINANCIAL GROUP, INC.
March 5, 2001 - August 15, 2005
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2021)
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
