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LP

Louis Perri

FORESIDE FUND SERVICES
New York, NY 10022
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CRD#: 4225609
LP
Louis PerriFORESIDE FUND SERVICES

Professional summary

Louis Perri, who also goes by Louis Anthony Perri, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.

Louis is registered as a RR (Registered Representative) and started their career in finance in 2001. Louis has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

Aliases

Louis Anthony Perri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Perri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 477 Madison Avenue Suite 720, New York, NY 10022
BD
CRD#: 46106
New York, NY
Past

May 10, 2019 - June 15, 2026

BOFA SECURITIES, INC.

BD
CRD#: 283942
NEW YORK, NY
Past

March 28, 2011 - May 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 21, 2009 - April 1, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
WHITE PLAINS, NY
Past

September 13, 2006 - April 8, 2008

TREMONT SECURITIES, INC.

BD
CRD#: 37184
RYE, NY
Past

July 14, 2003 - February 17, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

July 1, 2003 - July 14, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 26, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/6/2026)
RR
Alaska
(7/6/2026)
RR
Arizona
(7/6/2026)
RR
Arkansas
(7/6/2026)
RR
California
(7/6/2026)
RR
Colorado
(7/6/2026)
RR
Connecticut
(7/6/2026)
RR
Delaware
(7/6/2026)
RR
District of Columbia
(7/6/2026)
RR
Florida
(7/6/2026)
RR
Georgia
(7/6/2026)
RR
Hawaii
(7/6/2026)
RR
Idaho
(7/6/2026)
RR
Illinois
(7/6/2026)
RR
Indiana
(7/6/2026)
RR
Iowa
(7/6/2026)
RR
Kansas
(7/6/2026)
RR
Kentucky
(7/6/2026)
RR
Louisiana
(7/6/2026)
RR
Maine
(7/6/2026)
RR
Maryland
(7/6/2026)
RR
Massachusetts
(7/6/2026)
RR
Michigan
(7/6/2026)
RR
Minnesota
(7/6/2026)
RR
Mississippi
(7/6/2026)
RR
Missouri
(7/6/2026)
RR
Montana
(7/6/2026)
RR
Nebraska
(7/6/2026)
RR
Nevada
(7/6/2026)
RR
New Hampshire
(7/6/2026)
RR
New Jersey
(7/6/2026)
RR
New Mexico
(7/6/2026)
RR
New York
(7/6/2026)
RR
North Carolina
(7/6/2026)
RR
North Dakota
(7/6/2026)
RR
Ohio
(7/6/2026)
RR
Oklahoma
(7/6/2026)
RR
Oregon
(7/6/2026)
RR
Pennsylvania
(7/6/2026)
RR
Rhode Island
(7/6/2026)
RR
South Carolina
(7/6/2026)
RR
South Dakota
(7/6/2026)
RR
Tennessee
(7/6/2026)
RR
Texas
(7/6/2026)
RR
Utah
(7/6/2026)
RR
Vermont
(7/6/2026)
RR
Virginia
(7/6/2026)
RR
Washington
(7/6/2026)
RR
West Virginia
(7/6/2026)
RR
Wisconsin
(7/6/2026)
RR
Wyoming
(7/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/11/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/16/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106New York, NY 10022

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