Louis Perri

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

FORESIDE FUND SERVICES, LLCCurrent·CRD# 46106

BD

477 Madison Avenue Suite 720, New York, NY 10022

July 6, 2026 - Present

Past

BOFA SECURITIES, INC.Past·CRD# 283942

BD

New York, NY

May 10, 2019 - June 15, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691

BD

New York, NY

March 28, 2011 - May 10, 2019

FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162

BD

White Plains, NY

January 21, 2009 - April 1, 2009

TREMONT SECURITIES, INC.Past·CRD# 37184

BD

Rye, NY

September 13, 2006 - April 8, 2008

CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059

BD

New York, NY

July 14, 2003 - February 17, 2005

WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616

BD

St. Louis, MO

July 1, 2003 - July 14, 2003

PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471

BD

New York, NY

June 26, 2001 - July 1, 2003

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

Customer Relationship Summary (CRS / FINRA)

Current Firm

FF

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER	—
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

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LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

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Havertown, PA · CRD#

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WAYNE, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/6/2026)

RR

Alaska
(7/6/2026)

RR

Arizona
(7/6/2026)

RR

Arkansas
(7/6/2026)

RR

California
(7/6/2026)

RR

Colorado
(7/6/2026)

RR

Connecticut
(7/6/2026)

RR

Delaware
(7/6/2026)

RR

District of Columbia
(7/6/2026)

RR

Florida
(7/6/2026)

RR

Georgia
(7/6/2026)

RR

Hawaii
(7/6/2026)

RR

Idaho
(7/6/2026)

RR

Illinois
(7/6/2026)

RR

Indiana
(7/6/2026)

RR

Iowa
(7/6/2026)

RR

Kansas
(7/6/2026)

RR

Kentucky
(7/6/2026)

RR

Louisiana
(7/6/2026)

RR

Maine
(7/6/2026)

RR

Maryland
(7/6/2026)

RR

Massachusetts
(7/6/2026)

RR

Michigan
(7/6/2026)

RR

Minnesota
(7/6/2026)

RR

Mississippi
(7/6/2026)

RR

Missouri
(7/6/2026)

RR

Montana
(7/6/2026)

RR

Nebraska
(7/6/2026)

RR

Nevada
(7/6/2026)

RR

New Hampshire
(7/6/2026)

RR

New Jersey
(7/6/2026)

RR

New Mexico
(7/6/2026)

RR

New York
(7/6/2026)

RR

North Carolina
(7/6/2026)

RR

North Dakota
(7/6/2026)

RR

Ohio
(7/6/2026)

RR

Oklahoma
(7/6/2026)

RR

Oregon
(7/6/2026)

RR

Pennsylvania
(7/6/2026)

RR

Rhode Island
(7/6/2026)

RR

South Carolina
(7/6/2026)

RR

South Dakota
(7/6/2026)

RR

Tennessee
(7/6/2026)

RR

Texas
(7/6/2026)

RR

Utah
(7/6/2026)

RR

Vermont
(7/6/2026)

RR

Virginia
(7/6/2026)

RR

Washington
(7/6/2026)

RR

West Virginia
(7/6/2026)

RR

Wisconsin
(7/6/2026)

RR

Wyoming
(7/6/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2009

Series 3 — National Commodity Futures Examination

Passed Dec 2003About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

FINRA

SRO Registrations

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LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Louis Perri's CRS (Customer Relationship Summary).

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#